Supporting COLPs and COFAs in their roles
COLPs and COFAs are responsible for ensuring compliance and making reports relating to their own firms to the SRA.
We can advise on risk assessment, policies and procedures and timing and structure of reports to the SRA.
We can assist with internal investigations and guidance as well as advise on personal liability for COLPs, COFAs and members.
We have dealt with a number of alleged failures to disclose material issues on COLP and COFA applications, and can advise on the approval process and how to maximise your chances of approval if there is a potential issue arising from the SRA Suitability Test.
Get help
Contact us for expert guidance and support on any solicitors regulation issues.
Get support with defending an SRA prosecutionOur other solicitors disciplinary defence services
- Admission to the roll
- Anti money laundering audits
- Compli
- Compliance with SRA requirements
- Costs in the SDT
- Criminal Finances Act risk assessments
- Defending trainee solicitors
- Dishonesty in SDT proceedings
- Judicial review of SDT decisions
- Regulatory settlement agreements
- Restoration to the Roll
- Risk management and compliance
- Section 43 applications and orders
- Section 44B notices
- Self reporting to the SRA
- Solicitors Disciplinary Tribunal
- Solicitors’ undertakings
- SRA investigations
- SRA adjudications
- SRA authorisation
- SRA interventions
- SRA supervision
- SRA Practising Certificate conditions
- SRA and SDT appeals
- SRA publication policy
- The Solicitors Accounts Rules
- The SRA Assessment of Character and Suitability Rules
- Compliance health checks
- SRA, sexual harassment and misconduct
Our team supporting COLPs and COFAs
